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Principle 9: Invest Only with High-Quality, Licensed, Reputable People and Institutions

When you need help, do not be afraid to ask for it. But get help from good people whose actions and beliefs are consistent with the principles discussed in this section. Good help from qualified, licensed, and experienced financial planners, financial advisors, and brokers may help you in your investment plan.

Use the best resources available, but be aware of how those resources are compensated. In addition, make sure advisors have the required licenses to counsel you on the broad range of investment assets you are (and should be) considering. Work only with licensed and registered advisors. In some circumstances, fee-only financial planners or advisors may be a better choice than financial planners or advisors that are paid on commission.


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